Compliance Officer- Exam Management (Long Island City)

  • Address:Long Island City, NY 11101 (map)
  • Date Posted:08/28/16
  • Job Type:Full-time
  • Description:
  • About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities. Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all. • Management of Bank regulatory exams; including franchise relevant regulatory reviews and other supervisory activity impacting Citi businesses and control functions. • Liaise with the supervisory agency teams, including responding to ad hoc requests / inquiries and hosting meetings with senior managers held in connection with ongoing supervision efforts. • Partner with regional Regulatory Governance Units, local advisory Compliance teams, Business, Risk, Legal, Operations, and Technology to identify, gather and produce responsive documents and information. • Steward drafting of firm's Response Letters and coordinating involvement of relevant internal stakeholders such as Technology and Internal Audit on the development of Corrective Action Plans and associated target dates. • Support senior management in the proactive identification and escalation of issues raised in the course of regulatory exams and supervisory activity. • Promote awareness of trends identified during exam management activity and drive common messaging across our organization and geographies. • Participate in UAT testing and working groups on behalf of the Regulatory Governance Unit to enhance the firm's current regulatory tracking processes, standards and systems.QualificationsQualifications • 5 years of experience in banking compliance, legal or other control-related function in the financial services industry. • Proficiency with PowerPoint, Excel, and Word is essential. Familiarity with SharePoint, IntraLinks, and/or web design will be helpful. • Excellent written and verbal communication and analytical skills. • Significant knowledge and expertise of Compliance and AML regulations, risks and typologies. • Experience with and previous exposure to internal control functions and regulators within the US, and in particular banking regulators. • Experience with a regulatory body a plus. • An understanding of how to operate effectively across diverse businesses • Bachelor's Degree Required
Ad ID: 45789498
  • Posted by: Ad Partner | View all ads
  • Profile: Active since 08/2016
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